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Risk & compliance

Risk & compliance

Compliance

The responsibilities of the compliance function include monitoring and assessing the effectiveness of the compliance procedures and taking action to address any deficiencies in the Firm’s compliance procedures, in addition to advising and assisting the Firm to comply with its obligations under the regulatory system.

Vincent Delarue as Chief Compliance Officer and an external service provider, CAPSI Conseil are monitoring all Internal Controls and Compliance issues.

ERAAM is a member of the AFG (“Association Française de la Gestion Financière”, the French professional association of investment companies) and as such, complies with AFG’s code of ethics.

 

Independent Risk Control

At ERAAM, risk management is strictly independent from the investment team. Risk is monitored on a daily basis using a large set of statistical measures, developed in-house risk tools, stress-tests and scenario analysis. We use proprietary and external hard coded softwares – which benefit from regular enhancements – in order  to keep state of the art modelling and monitoring capacity.

Risk Management committee take place on a monthly basis.

Emmanuel Guéneau, Chief Risk Officer is fully dedicated to his task and with Vincent Delarue, Chief Operational Officer, are covering the whole risk spectrum from fund to company level.